CCPO: Conservatively Constrained Policy Optimization using state augmentation

Zepeng Wang, Xiaochuan Shi, Chao Ma*, Libing Wu, Jia Wu

*Corresponding author for this work

Research output: Chapter in Book/Report/Conference proceedingConference proceeding contributionpeer-review

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Abstract

How to satisfy safety constraints almost surely (or with probability one) is becoming an emerging research issue for safe reinforcement learning (RL) algorithms in safety-critical domains. For instance, self-driving cars are expected to ensure that the driving strategy they adopt will never do harm to pedestrians and themselves. However, existing safe RL algorithms suffer from either risky and unstable constraint satisfaction or slow convergence. To tackle these two issues, we propose Conservatively Constrained Policy Optimization (CCPO) using state augmentation. CCPO designs a simple yet effective penalized reward function by introducing safety states and adaptive penalty factors under Safety Augmented MDP framework. Specifically, a novel Safety Promotion Function (SPF) is proposed to make the agent being more concentrated on constraint satisfaction with faster convergence by reshaping a more conservative constrained optimization objective. Moreover, we theoretically prove the convergence of CCPO. To validate both the effectiveness and efficiency of CCPO, comprehensive experiments are conducted in both single-constraint and more challenging multi-constraint environments. The experimental results demonstrate that the safe RL algorithms augmented by CCPO satisfy the predefined safety constraints almost surely and gain almost equivalent cumulative reward with faster convergence.

Original languageEnglish
Title of host publicationECAI 2023
Subtitle of host publication26th European Conference on Artificial Intelligence September 30–October 4, 2023, Kraków, Poland
EditorsKobi Gal, Ann Nowé, Grzegorz J. Nalepa, Roy Fairstein, Roxana Rădulescu
Place of PublicationNetherlands
PublisherIOS Press
Pages2599-2606
Number of pages8
ISBN (Electronic)9781643684376
ISBN (Print)9781643684369
DOIs
Publication statusPublished - 2023
Event26th European Conference on Artificial Intelligence, ECAI 2023 - Krakow, Poland
Duration: 30 Sept 20234 Oct 2023

Publication series

NameFrontiers in Artificial Intelligence and Applications
PublisherIOS Press
Volume372
ISSN (Print)0922-6389
ISSN (Electronic)1879-8314

Conference

Conference26th European Conference on Artificial Intelligence, ECAI 2023
Country/TerritoryPoland
CityKrakow
Period30/09/234/10/23

Bibliographical note

Copyright the Author(s) 2023. Version archived for private and non-commercial use with the permission of the author/s and according to publisher conditions. For further rights please contact the publisher.

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