TY - JOUR
T1 - Insider dealing and market abuse
T2 - The UK's record on enforcement
AU - Barnes, Paul
PY - 2011/9
Y1 - 2011/9
N2 - Insider dealing has been unlawful in the UK since 1980 and market abuse, of which insider dealing is just one form, since 2000. It is from this time when the Financial Services Authority (FSA) was established and the creation of these as civil offences that they could be pursued rigorously. It is the purpose of this article to examine the FSA's record of enforcement relative to (i) its estimated level of occurrence and (ii) the US experience.
AB - Insider dealing has been unlawful in the UK since 1980 and market abuse, of which insider dealing is just one form, since 2000. It is from this time when the Financial Services Authority (FSA) was established and the creation of these as civil offences that they could be pursued rigorously. It is the purpose of this article to examine the FSA's record of enforcement relative to (i) its estimated level of occurrence and (ii) the US experience.
KW - Fraud
KW - Insider dealing
KW - Market abuse
UR - http://www.scopus.com/inward/record.url?scp=80052789640&partnerID=8YFLogxK
U2 - 10.1016/j.ijlcj.2011.05.006
DO - 10.1016/j.ijlcj.2011.05.006
M3 - Article
AN - SCOPUS:80052789640
SN - 1756-0616
VL - 39
SP - 174
EP - 189
JO - International Journal of Law, Crime and Justice
JF - International Journal of Law, Crime and Justice
IS - 3
ER -