Regulating financial advice

lessons from the United States, the United Kingdom and Canada

Hazel Bateman, Geoffrey Kingston

Research output: Contribution to journalArticle

1 Citation (Scopus)

Abstract

In November 2014 the Senate disallowed the Corporations Amendment (Streamlining of Future of Financial Advice) Bill. Now is an opportune time to stand back and draw out implications for Australia from how financial advice is regulated in the leading common law countries. We also draw out implications from the debates in those countries about the regulation of advice. An earlier version of this paper was presented to the 2014 Australian Centre for Financial Studies' Melbourne Money and Finance Conference.

Original languageEnglish
Pages (from-to)7-13
Number of pages7
JournalJASSA
Issue number4
Publication statusPublished - 2014

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