### Abstract

A Rayleigh fading spatially correlated broadcast setting with $M = 2$ antennas at the transmitter and two users (each with a single antenna) is considered. It is assumed that the users have perfect channel information about their links, whereas the transmitter has only statistical information of each user's link (covariance matrix of the vector channel). A low-complexity linear beamforming strategy that allocates equal power and one spatial eigenmode to each user is employed at the transmitter. Beamforming vectors on the Grassmann manifold that depend only on statistical information are to be designed at the transmitter to maximize the ergodic sum-rate delivered to the two users. Toward this goal, the beamforming vectors are first fixed and a closed-form expression is obtained for the ergodic sum-rate in terms of the covariance matrices of the links. This expression is nonconvex in the beamforming vectors ensuring that the classical Lagrange multiplier technique is not applicable. Despite this difficulty, the optimal solution to this problem is shown to be the same as the solution to the maximization of an appropriately defined average signal-to-interference and noise ratio metric for each user. This solution is the dominant generalized eigenvector of a pair of positive-definite matrices where the first matrix is the covariance matrix of the forward link and the second is an appropriately designed 'effective' interference covariance matrix. In this sense, our work is a generalization of optimal signalling along the dominant eigenmode of the transmit covariance matrix in the single-user case. Finally, the ergodic sum-rate for the general broadcast setting with $M$ antennas at the transmitter and $M$-users (each with a single antenna) is obtained in terms of the covariance matrices of the links and the beamforming vectors.

Language | English |
---|---|

Article number | 6529193 |

Pages | 6464-6489 |

Number of pages | 26 |

Journal | IEEE Transactions on Information Theory |

Volume | 59 |

Issue number | 10 |

DOIs | |

Publication status | Published - 2013 |

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### Cite this

*IEEE Transactions on Information Theory*,

*59*(10), 6464-6489. [6529193]. https://doi.org/10.1109/TIT.2013.2267721

}

*IEEE Transactions on Information Theory*, vol. 59, no. 10, 6529193, pp. 6464-6489. https://doi.org/10.1109/TIT.2013.2267721

**Statistical beamforming on the grassmann manifold for the two-user broadcast channel.** / Raghavan, Vasanthan; Hanly, Stephen V.; Veeravalli, Venugopal V.

Research output: Contribution to journal › Article › Research › peer-review

TY - JOUR

T1 - Statistical beamforming on the grassmann manifold for the two-user broadcast channel

AU - Raghavan, Vasanthan

AU - Hanly, Stephen V.

AU - Veeravalli, Venugopal V.

PY - 2013

Y1 - 2013

N2 - A Rayleigh fading spatially correlated broadcast setting with $M = 2$ antennas at the transmitter and two users (each with a single antenna) is considered. It is assumed that the users have perfect channel information about their links, whereas the transmitter has only statistical information of each user's link (covariance matrix of the vector channel). A low-complexity linear beamforming strategy that allocates equal power and one spatial eigenmode to each user is employed at the transmitter. Beamforming vectors on the Grassmann manifold that depend only on statistical information are to be designed at the transmitter to maximize the ergodic sum-rate delivered to the two users. Toward this goal, the beamforming vectors are first fixed and a closed-form expression is obtained for the ergodic sum-rate in terms of the covariance matrices of the links. This expression is nonconvex in the beamforming vectors ensuring that the classical Lagrange multiplier technique is not applicable. Despite this difficulty, the optimal solution to this problem is shown to be the same as the solution to the maximization of an appropriately defined average signal-to-interference and noise ratio metric for each user. This solution is the dominant generalized eigenvector of a pair of positive-definite matrices where the first matrix is the covariance matrix of the forward link and the second is an appropriately designed 'effective' interference covariance matrix. In this sense, our work is a generalization of optimal signalling along the dominant eigenmode of the transmit covariance matrix in the single-user case. Finally, the ergodic sum-rate for the general broadcast setting with $M$ antennas at the transmitter and $M$-users (each with a single antenna) is obtained in terms of the covariance matrices of the links and the beamforming vectors.

AB - A Rayleigh fading spatially correlated broadcast setting with $M = 2$ antennas at the transmitter and two users (each with a single antenna) is considered. It is assumed that the users have perfect channel information about their links, whereas the transmitter has only statistical information of each user's link (covariance matrix of the vector channel). A low-complexity linear beamforming strategy that allocates equal power and one spatial eigenmode to each user is employed at the transmitter. Beamforming vectors on the Grassmann manifold that depend only on statistical information are to be designed at the transmitter to maximize the ergodic sum-rate delivered to the two users. Toward this goal, the beamforming vectors are first fixed and a closed-form expression is obtained for the ergodic sum-rate in terms of the covariance matrices of the links. This expression is nonconvex in the beamforming vectors ensuring that the classical Lagrange multiplier technique is not applicable. Despite this difficulty, the optimal solution to this problem is shown to be the same as the solution to the maximization of an appropriately defined average signal-to-interference and noise ratio metric for each user. This solution is the dominant generalized eigenvector of a pair of positive-definite matrices where the first matrix is the covariance matrix of the forward link and the second is an appropriately designed 'effective' interference covariance matrix. In this sense, our work is a generalization of optimal signalling along the dominant eigenmode of the transmit covariance matrix in the single-user case. Finally, the ergodic sum-rate for the general broadcast setting with $M$ antennas at the transmitter and $M$-users (each with a single antenna) is obtained in terms of the covariance matrices of the links and the beamforming vectors.

UR - http://www.scopus.com/inward/record.url?scp=84884391440&partnerID=8YFLogxK

U2 - 10.1109/TIT.2013.2267721

DO - 10.1109/TIT.2013.2267721

M3 - Article

VL - 59

SP - 6464

EP - 6489

JO - IEEE Transactions on Information Theory

T2 - IEEE Transactions on Information Theory

JF - IEEE Transactions on Information Theory

SN - 0018-9448

IS - 10

M1 - 6529193

ER -